Cracks in the CAT: Court Rules Against SEC’s Massive Surveillance Tool — SEC Roundup
By Nicolas Morgan and Tom ZaccaroThe SEC’s Consolidated Audit Trail just got a major reality check from the 11th Circuit Court of Appeals.
July 30, 2025
Fed Holds Interest Rates, Points to Slowing Economic ActivityThe decision defies intense pressure from President Trump to cut rates. There were two dissents.
July 30, 2025
LPL Underpaid Employees, Lawsuit ClaimsAn LPL support specialist alleges the firm short-changes employees on sick pay, overtime and expense reimbursement.
July 30, 2025
NASAA Seeks to Loosen State Rules on TestimonialsUnlike the SEC's Marketing Rule, NASAA model rules explicitly prohibit testimonials, endorsements and third-party ratings.
July 30, 2025
Social Security Seeks to Limit Phone Services — AgainThe proposed change would result in 3.4 million more people visiting field offices each year, the agency estimates.
July 30, 2025
12 Countries With the Most Millionaires: 2025The United States minted more than 1,000 millionaires a day in 2024, UBS' Global Wealth Report finds.
July 30, 2025
9 Ways to Escape the Inbox Black HoleIf you feel as if you have fallen into digital quicksand, here are ideas about how to get out.
July 30, 2025
What OBBBA Means For Medicare Rules and PaymentsThe new legislation paused some rule changes and adjusted payment benchmarks.