Amplify Taps Elite Advisor Group Co-Founder as CMO
By John ManganaroJack Martin has been appointed as the enterprise growth platform’s first chief marketing officer.
October 02, 2025
Raymond James Investment Management Launches Its First 3 ETFsThe ETFs aim to provide advisors and investors access to income-focused strategies.
October 02, 2025
Financial Planning Boosts Investors’ Well-Being: Morgan StanleyInvestors with a plan are more engaged with their financial advisors than those without one, a survey finds.
October 02, 2025
Phony Advisor Pleads Guilty to Defrauding 64 InvestorsThe 24-year-old falsely presented himself as an advisor and claimed to work with a real brokerage.
October 02, 2025
Rep in Hot Water Over Annuity Swaps in Senior Clients' AccountsFINRA has fined and suspended an Oakwood Capital rep for recommending seven unsuitable variable annuity exchanges.
October 02, 2025
Wealthy Clients’ New Demand for Advisors: Reduce Their Tax BillNearly 70% of affluent clients expect tax planning, but only 47% of advisors offer it, a new paper finds.
October 02, 2025
6 Big FINRA Moves in 2025FINRA is tweaking a number of rules, including those around office supervision and gifting.
October 02, 2025
UHNW Institute Launches Single-Family Office Leadership GroupThe Single Family Office Circle's offerings include unbiased content, peer forums, practice development tools and networking resources.