Ultra-Wealthy Hotspots: The 7 States to Watch in the Next 5 Years
By Michael S. FischerWith favorable demographics and tax regimes, these states are expected to attract residents with $30 million or more.
October 02, 2025
Financial Planning Boosts Investors’ Well-Being: Morgan StanleyInvestors with a plan are more engaged with their financial advisors than those without one, a survey finds.
October 02, 2025
Phony Advisor Pleads Guilty to Defrauding 64 InvestorsThe 24-year-old falsely presented himself as an advisor and claimed to work with a real brokerage.
October 02, 2025
Rep in Hot Water Over Annuity Swaps in Senior Clients' AccountsFINRA has fined and suspended an Oakwood Capital rep for recommending seven unsuitable variable annuity exchanges.
October 02, 2025
Wealthy Clients’ New Demand for Advisors: Reduce Their Tax BillNearly 70% of affluent clients expect tax planning, but only 47% of advisors offer it, a new paper finds.
October 02, 2025
6 Big FINRA Moves in 2025FINRA is tweaking a number of rules, including those around office supervision and gifting.
October 02, 2025
UHNW Institute Launches Single-Family Office Leadership GroupThe Single Family Office Circle's offerings include unbiased content, peer forums, practice development tools and networking resources.
October 01, 2025
Stocks Seem High? Carson’s Detrick Sees ‘Nice Values Out There’No, this isn't 1929 — current prices are justified and more growth is coming, the strategist predicts.