New Regs May Rock Financial Services Sector
By Marcella De SimoneNU Online News Service, Dec. 11, 2003, 11:50 a.m. EST -- Senior financial services executives expect to see significant restructuring in their industry over ...
December 11, 2003
October Data Shows Surge In Fund FlowsOctober Data Shows Surge In Fund Flows ByThe combined assets of the nations mutual funds increased by $202.9 billion, or 2.9%, to $7.151 trillion in ...
December 11, 2003
Officials Attack Oxford-Medco PBM DealNU Online News Service, Dec. 11, 2003, 10:06 a.m. EST -- The U.S. Attorney's office in Philadelphia has accused Medco Health Solutions Inc., Franklin ...
December 11, 2003
ACLI Rebuts Pickens On His 'Fanciful Picture Of Progress'ACLI Rebuts Pickens On His Fanciful Picture Of Progress To the Editor: Your provocative editorial, "He May Be My Brother, But He Is Getting Heavy," ...
December 11, 2003
How Agents Make A Virtue Of NecessityByA common complaint among professionals in the insurance business is keeping up with all the regulatory compliance requirements. Mentioning the word "compliance" to almost anyone ...
December 11, 2003
Life Insurer Limited Service B-Ds Look Good In Study Of NASD ActionsLife Insurer Limited Service B-Ds Look Good In Study Of NASD ActionsByWashington While limited service broker-dealers affiliated with life insurers make up more than 50% ...
December 11, 2003
Advisors Are Seeking To Reassure Their Mutual Fund ClientsAdvisors Are Seeking To Reassure Their Mutual Fund ClientsByReactions of financial planning experts to the recent mutual fund scandals range from an outraged sense of ...
December 11, 2003
Will The Real Compact Please Stand UpByAnaheim, Calif. An alternate product filing approach announced by three large states was called "reckless" by New York Insurance Superintendent Greg Serio.California, Florida and Texas ...