House-Passed Defense Bill Includes AML Rule for Advisors
By Melanie WaddellThe bottom line is that anti-money laundering rules are "on the horizon for investment advisors," says the Investment Adviser Association.
July 15, 2022
4 Things to Consider Before Buying a Deferred Income Annuity: FINRAUnlike immediate annuities, the payout from deferred income annuities comes at a predetermined future date.
July 15, 2022
Schwab Files Complaint in Fight Over Inherited IRAAn inherited Roth IRA is at the center of a dispute after a client requested a beneficiary change days before dying.
July 15, 2022
Manchin Says He'll Reconsider Biden's Tax, Climate Plan in SeptemberHe's willing to consider steps to lower prescription-drug prices and extend enhanced Affordable Care Act subsidies in the meantime.
July 15, 2022
TD Ameritrade Makes More Thinkorswim Enhancements: Tech RoundupAlso, Schwab Advisor Services introduces new enhancements to its onboarding capabilities.
July 15, 2022
Some State Lawmakers Troubled by Private Equity's Growing Life & Annuity StakeSome legislators worry private equity fund deals might be moving blocks of business from strong insurers to less-credible insurers.
July 15, 2022
Monica Verma to Lead Global Atlantic Investment Office: Executive ChangesProtective Life, Principal and eHealth have also announced changes at the top.
July 15, 2022
Manchin Says No to New Tax Hikes, Climate SpendingThe senator said he's only willing to support legislation to lower prescription drug prices and extend enhanced Affordable Care Act subsidies.