Retirement Investing
Spotlighted here are the latest retirement investing tips, as well as in-depth reviews and analysis of retirement investing strategies.
FINRA’s Top 5 Fine Categories in Potentially Record-Setting Year
By Melanie WaddellFINRAs 2016 fines are on pace to shatter the record-setting 2014 fine levels, driven by a sharp increase in supersized fines.
October 06, 2016
New data confirms a low national retirement IQBaby boomers are on track to find themselves one-quarter of a million dollars short of what they need over a 30-year retirement.
October 05, 2016
Recruiting Roundup: LPL Affiliated Reps Jump to Focus Financial, Form $600M RIAMeanwhile, the Harvest Group breaks away from UBS with about $300 million in assets; more
October 05, 2016
Annuities in 401(k) Plans Could Benefit From GAO ReportA Government Accountability Office recommendation may allay plan sponsors fears of liability if they offer annuities in 401(k)s.
October 04, 2016
DC Investment Association Proposes Standards for Auto FeaturesNoting that competing definitions of auto features act as a barrier to their adoption in DC retirement plans, the DCIIA is proposing a standardized lexicon.
September 30, 2016
Ex-Broker Must Pay $600K for ‘Siphoning Money’ From Older Couple: FINRAJerome Krause fraudulently borrowed money from his clients when he was working for First Heartland Capital, FINRA said.
September 28, 2016
In distribution play, Nationwide to acquire Jefferson NationalBy acquiring Jefferson National, Nationwide can do business with clients on their terms, said Nationwide's Kirt Walker.
September 28, 2016
In distribution play, Nationwide to acquire Jefferson NationalBy acquiring Jefferson National, Nationwide can do business with clients on their terms, said Nationwide's Kirt Walker.