State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Street to Vote Against More Directors at Male-Only Boards
By Andrea Vittorio and Jeff GreenAlmost 1,000 boards still lack even one female director; bank will give companies three years to find women candidates.
September 24, 2018
NASAA Seeks Comments on Cybersecurity Model RuleNASAA proposed a model rule on information security that would encompass both cybersecurity and physical security.
August 21, 2018
3 New Weird Things About the Individual Major Medical MarketThe strangest thing about the market may be that it could continue to lurch forward.
August 21, 2018
Federal Court Dismisses UnitedHealth Suit Over N.Y. Risk-Adjustment ProcessUnitedHealth units object to how New York state has tried to compensate for the federal program's effects.
August 20, 2018
Here's Where It Costs Most, and Least, to Be RichSmartAsset ranked the states based on the tax burdens faced by the highest-earning 1%.
August 07, 2018
Regulators May Form a Multi-State LTCI Rate Review SystemThe system would analyze the filings. Each participating state could make its own rate decisions.
August 06, 2018
States Continue ACA 'Civil War' in the Courts: NAIC Meeting SpeakerAnthony Shelley predicted one open battle, over the individual mandate, will go to the Supreme Court.
August 06, 2018
Rise in Home Prices Slowest in 4 Years, Mortgage Report ShowsARMs borrowers have experienced monthly mortgage payment increases.