State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Democrat Sinema Wins Republican-Held Senate Seat in Arizona

November 13, 2018

Democrat Sinema Wins Republican-Held Senate Seat in Arizona
NAIC Working Group Set to Hammer Out Annuity Sales Model Reg

November 06, 2018

NAIC Working Group Set to Hammer Out Annuity Sales Model Reg
Joe Manchin's Plan to Hold on Deep in Trump Territory

November 02, 2018

Joe Manchin's Plan to Hold on Deep in Trump Territory
Financial Services Leads in Cyber, Privacy Risk Management: PwC

November 01, 2018

Financial Services Leads in Cyber, Privacy Risk Management: PwC
Big California Privacy Law to Hit Large BDs, Insurance Agencies

October 26, 2018

Big California Privacy Law to Hit Large BDs, Insurance Agencies
CVS-Aetna Will (Probably) Survive New York State Friction: Corporate Lawyers

October 26, 2018

CVS-Aetna Will (Probably) Survive New York State Friction: Corporate Lawyers
US Secretly Banned JPMorgan's Growth for Years

October 26, 2018

US Secretly Banned JPMorgan's Growth for Years