State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Digital Assets and ICOs to Get More Clarity, Face More Rules in 2019
By Melanie WaddellAttorneys see more CFTC guidance on virtual currencies as commodities, and continued fiduciary pressure on advisors and brokers involved in crypto.
December 05, 2018
Insurance Legislators Are Talking About States' RightsOne question is what states can do about health insurance while ERISA is still out there.
November 30, 2018
Critics Blast NAIC State-Accreditation Program as UnconstitutionalState insurance regulators' effort to promote national standards came under attack Thursday.
November 30, 2018
New ACA Waivers Could Boost These 5 ProductsCMS officials say state waiver program designers might need help from brokers.
November 28, 2018
Top 10 States With Least Generous Wealthy DonorsA Business Insider report focused its ranking on tax filers with incomes exceeding $500,000.
November 28, 2018
Top 10 States With Most Generous Wealthy DonorsA Business Insider report focused its ranking on tax filers with incomes exceeding $500,000.
November 26, 2018
New York Best Interest Standard Violates Law: NAIFA-NYThe producer group says agents work for the insurer, not for the customer.
November 26, 2018
NASAA Keeps Waiver, Exam Fees the Same for 2019Enrollment fees for the NASAA Series 63, 65 and 66 exams will stay at last year's levels.