State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Here Are the State Tax Bills for Wealthy Clients to Watch in 2024
By Allison BellSurtaxes on the rich are stuck in committee. Estate planning law updates and cryptocurrency measures are moving.
March 13, 2024
NABIP Creates 10-Point Health Care Bill of RightsThe health agent and consultant group says that affordability should be one of the guaranteed principles.
March 13, 2024
Nebraska Regulators Fight Medicare Supplement Policy UnderpricingShoddy actuarial work and reckless efforts to build market share can lead to problems at policy renewal time.
March 07, 2024
Consumer Advocate to NAIC: Open the CurtainsBirny Birnbaum, an NAIC watcher, wonders what's happening behind closed doors at the group's upcoming meeting.
March 05, 2024
Federal Appeals Court Lets Universal Life Rate Suit ContinueAn insurer might have to include mortality in cost-of-insurance rate scale updates, an 11th Circuit panel ruled.
March 01, 2024
5 Top Threats State Securities Regulators Are Watching NowThese new and ongoing scams are the top threats to investors this year, the regulators say.
February 29, 2024
California Governor Signs Annuity Best Interest Sales Rule BillGavin Newsom's support for the NAIC approach could stop the DOL fiduciary definition proposal.
February 29, 2024
Ex-Morgan Stanley Advisor Says Co-Worker Proposed Honeypot SchemeThe co-worker wanted her "to use her sex and her looks" to attract clients, a lawsuit says.