State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
15 U.S. Cities Where It Takes the Most Income to Be Middle Class
By Michael S. FischerIn six cities, a household can bring in more than $300,000 and still fit the definition, SmartAsset found.
April 16, 2024
New York Couple Sues Over Life Premium Finance Collateral CallsThe Aronsons thought $1.5 million in collateral would be enough. Then conditions changed.
April 16, 2024
Pretrial Date Nears for Ex-Broker Accused of Murdering BofA-Merrill ExecAnthony Duwayne Turner faces murder, rape and burglary charges in the 2021 killing of Michelle Avan.
April 15, 2024
Pass Rate and Turnout Grow for CFP ExamThe March 2024 test was administered to 3,683 candidates, breaking the record set a year ago.
April 11, 2024
BlackRock May Escape Texas BlacklistA key state official want to see how the asset manager can be removed from its list of "energy boycotters."
April 01, 2024
15 States With the Lowest Tax Rates: 2024U.S. households pay often drastically different amounts, and types, of state and local taxes.
March 28, 2024
Washington Governor Signs Auto-IRA BillWith Washington Saves, employee contributions to workplace retirement accounts will be made directly via payroll deductions.
March 25, 2024
Voya Faces Suit Over Universal Life Policy Premium HikeThe plaintiffs contend that the premium suddenly jumped to $90,000, from $25,000, without warning.