State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
CT Introduces Producer Database Reconciliation Service
By Staff WriterNU Online News Service, Dec. 9, 2:07 p.m. -- CT Corp., New York, has introduced a new insurance producer database reconciliation service that can ...
November 24, 2002
Who Needs Federal Regs?To The Editor: In the Oct. 7 National Underwriter, David Snyder of the American Insurance Association published an opinion piece headlined: "Insurers Beware: Juries ...
November 21, 2002
New York Asks Insurers To Update AssumptionsNU Online News Service, Nov. 21, 8:55 a.m. -- The New York State Insurance Department says the state's life insurers and fraternal benefit societies ...
November 13, 2002
Principal To Sell Alliance Capital 529 PlansNU Online News Service, Nov. 13, 1:50 p.m. -- Principal Financial Group Inc., Des Moines, Iowa, has agreed to sell 529 college savings plans ...
November 11, 2002
Insurers Question Consumer Rep Funding ProposalNU Online News Service, Nov. 11, 2:05 p.m. -- State insurance regulators, insurers and consumer groups are still debating how the draft of an ...
November 10, 2002
The Debate Over A Compact Has Given Rise To Fresh IdeasThe Debate Over A Compact Has Given Rise To Fresh IdeasHow do you take a state-based system of insurance regulation, streamline it and make it ...
October 20, 2002
Product Filing Compact Takes Tentative Step ForwardProduct Filing Compact Takes Tentative Step ForwardByA draft model of an interstate compact that would create a single point of filing for life insurance products ...
October 20, 2002
ACLI Resolution Supports NAIC Product Approval Interstate CompactACLI Resolution Supports NAIC Product Approval Interstate Compact BySan Diego During the annual meeting of the American Council of Life Insurers here, its board voted ...