State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Market Changes Pushing Update Of LTC Model Act
By Jim ConnollyMarket Changes Pushing Update Of LTC Model ActByAtlanta A discussion over updating current long term care regulation offered some interesting observations about how the market ...
March 09, 2003
For Kansas VA Bill, Will the Third Time Be The Charm?ByA bill that would make variable products subject to securites regulation in Kansas is up for consideration in the state House Judiciary Committee, the third ...
March 07, 2003
Kansas Bill Could Affect Variable ProductsNU Online News Service, March 7, 2003, 5:15 p.m. EST -- Kansas officials are continuing to work to put variable insurance products under the ...
March 02, 2003
Debating The Next Step On Multiple PoliciesDebating The Next Step On Multiple PoliciesByAmid a charge by a consumer advocate that state insurance regulators are "inept" in how they are handling regulation ...
March 02, 2003
Insurance Departments Feel Pain Of States' Budget CrunchesInsurance Departments Feel Pain Of Their States Budget CrunchesByThe fiscal pain that governors say their states will experience in the coming year is rippling through ...
February 24, 2003
New York State Pushes Investment Advisers to RegisNEW YORK (HedgeWorld.com)--New investment adviser regulations for New York State are expected to catch many hedge fund managers that were previously unaffected. Under the regulations, advisers...
February 16, 2003
IIABA, P-C Agent Group, Floats Plan To Foster More Uniform State RegulationByWashington The Independent Insurance Agents and Brokers of America is close to finalizing a federal legislative proposal that would maintain state insurance regulation but mandate ...
February 14, 2003
Regulators Ponder Next Step In Multiple Policies IssueJim ConnollyNU Online News Service, Feb. 14, 11:58 a.m. -- Amid a charge by a consumer advocate that state insurance regulators are "inept" in ...