State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Stone To Chair NCSL Financial Services Committee
By Staff WriterNU Online News Service, Sept. 4, 2003, 5:47 p.m. EDT -- Donna Stone will be the new chair of the Financial Services Standing Committee ...
July 20, 2003
Taking The Broader ViewAn effort by insurance regulators and legislators to streamline life insurance product filing is at an important point in its development.At press time, state ...
July 14, 2003
Hartford Markets Multi-Manager 529 PlanNU Online News Service, July 14, 2003, 7:55 p.m. EDT -- The Hartford Financial Services Group Inc., Hartford, is marketing a new, multi-manager 529 ...
July 13, 2003
Amended Interstate Insurance Compact Moves Closer To NCSL SupportAmended Interstate Insurance Compact Moves Closer To NCSL SupportBySeveral sticking points concerning an interstate compact that would create a single point of filing for life ...
July 13, 2003
Changes In Estate Taxes May Generate A Tax Competition Among StatesByNew proposals have been introduced in the 108th Congress to reduce or eliminate the federal estate tax.One variation would eliminate the tax for 2009 with ...
July 03, 2003
NCOIL To Draft Model Market Conduct LawNU Online News Service, July 3, 2003, 4:04 p.m. EDT -- The National Conference of Insurance Legislators, Albany, N.Y., will begin developing a market ...
June 29, 2003
NAIC Promises Suitability Model SoonByNew York With a big push from the leadership at the National Association of Insurance Commissioners, regulatory guideposts for the suitability of annuity sales to ...
June 29, 2003
State Legislators Intend To Pursue A Market Conduct Model LawState Legislators Intend To Pursue A Market Conduct Model LawByNew York State legislators confirmed plans to develop a market conduct model law and asked insurance ...