State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL Market Conduct Model Aired
By Jim ConnollyByA proposed market conduct model law is prompting a discussion on how to balance consumer protections, state regulatory authority, and costs and administrative burdens on ...
October 10, 2003
Consolidated Billing Hires Western Sales ManagerNU Online News Service, Oct. 10, 2003, 12:24 p.m. EST -- Consolidated Billing Company, Fort Lauderdale, has hired John Jacen to be regional sales ...
October 09, 2003
NAIC, NCOIL, ACLI Weigh In On GAO Market Conduct ReportNU Online News Service, Oct. 9, 2003, 9:24 p.m. EDT -- Groups representing state lawmakers and state insurance regulators disagree with the American Council ...
October 02, 2003
GAO Not Sure Whether States Can Standardize Market Conduct EffortsNU Online News Service, Oct. 2, 2003, 6:11 p.m. EDT -- The National Association of Insurance Commissioners, Kansas City, Mo., should give more priority ...
September 29, 2003
AFLAC Splits Top U.S. Sales, Marketing ResponsibilityNU Online News Service, Sept. 29, 2003, 3:47 p.m. EDT -- AFLAC Inc., Columbus, Ga., says it is splitting responsibility for U.S. sales and ...
September 26, 2003
Regulators Continue Fine-Tuning Insurance RulesNU Online News Service, Sept. 26, 2003, 9:25 a.m. EDT -- Market regulation ranked just behind consumer protection as the number one concern of ...
September 25, 2003
Market Conduct Oversight Initiatives Fine-Tuned At NAIC MeetingByAs regulators renewed their commitment to an action plan to overhaul the current system of state regulation, fine-tuning efforts continue in areas such as ...
September 14, 2003
Industry Worried California Privacy Law Will Derail National UniformityIndustry Worried California Privacy Law Will Derail National UniformityByWashington Although the House of Representatives approved permanent reauthorization of the Fair Credit Reporting Act by a ...