State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Regulators Begin Work To Safeguard Consumer Information

By Jim Connolly
NAIC Eliminates Electronic Form Filing Fees

August 02, 2001

NAIC Eliminates Electronic Form Filing Fees
Letters: ACLI Asserts Improving State-Based Regulation Remains 'Job One'

July 19, 2001

Letters: ACLI Asserts Improving State-Based Regulation Remains 'Job One'
Insurers Largely Pleased With Actions By States On Privacy

July 05, 2001

Insurers Largely Pleased With Actions By States On Privacy
Editorial: Wink. Wink. ACLI Still Supports State regulation Of Insurance

July 05, 2001

Editorial: Wink. Wink. ACLI Still Supports State regulation Of Insurance
What Has Vermont's Civil Union Law Changed?

July 05, 2001

What Has Vermont's Civil Union Law Changed?
New York Certifies HAYES As External Review Organization

June 28, 2001

New York Certifies HAYES As External Review Organization
CARFRA Gets Its First Product Filing

June 28, 2001

CARFRA Gets Its First Product Filing