State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Congress Will Not Consider A Federal Regulator, Baker Asserts
By Steven BrostoffByWashingtonThere must be some mechanism to force states to establish uniform insurance regulation, but the 108th Congress will not consider creation of a federal regulator, ...
April 02, 2004
NAIC May Add Auditing RequirementsNU Online News Service, April 2, 2004, 4:02 p.m. EST -- Regulators want insurers to certify that their internal financial reporting controls are effective.[@@]Doug ...
April 01, 2004
The State of the UnionsThere's an uproar sweeping the country over gay marriage, stemming in part from a Massachusetts court decision, a rush of ceremonies in San Francisco, and...
March 29, 2004
NAIFA Supports Oxley Reform IdeasNU Online News Service, March 29, 2004, 3:43 p.m. EST, Washington -- The National Association of Insurance and Financial Advisors is backing regulatory reform ...
March 26, 2004
MassMutual Backs Oxley-Baker Reform ProposalNU Online News Service, March 26, 2004, 5:40 p.m. EST, Washington -- Massachusetts Mutual Life Insurance Company, Springfield, Mass., is supporting the Oxley-Baker proposal ...
March 23, 2004
AARP Fights Pataki Medicaid LTC ProposalNU Online News Service, March 23, 2004, 12:05 p.m. EST -- The New York chapter of AARP, Washington, is fighting to protect current New ...
March 22, 2004
Kansas House Considers Policy Translation BillNU Online News Service, March 22, 2004, 12:26 p.m. EST -- The Kansas House is considering a bill that would set rules for insurers ...
March 22, 2004
Commissioners Sue Firm Over Frankel LossesNU Online News Service, March 22, 2004, 5:48 p.m. EST -- State insurance commissioners are suing Bear Stearns & Company Inc., New York, in ...