State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

As LTC Grows, Oversight Is Fine-Tuned

By Jim Connolly
Uniform Privacy Regs Largely The Norm

October 07, 2001

Uniform Privacy Regs Largely The Norm
GAO Posts NAIC Accreditation Report On Web

October 03, 2001

GAO Posts NAIC Accreditation Report On Web
New York Lists Catastrophe Unit Locations

October 02, 2001

New York Lists Catastrophe Unit Locations
New York Names Program After Levin

October 02, 2001

New York Names Program After Levin
Massachusetts Commissioner Says Liquidity OK

September 21, 2001

Massachusetts Commissioner Says Liquidity OK
Letters: New York Agent Group Opposes Dual Charter Proposal

September 09, 2001

Letters: New York Agent Group Opposes Dual Charter Proposal
Texas Eases Producer Licensing Rules

September 04, 2001

Texas Eases Producer Licensing Rules