State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

LTC Sellers: More Uniform Licensing Of Facilities Would Help Sales Grow

By Jim Connolly
Commissioners Set To Discuss States' Progress, Federal Options

January 27, 2002

Commissioners Set To Discuss States' Progress, Federal Options
NCOIL Sends Federal Charter Letter To Schumer

January 21, 2002

NCOIL Sends Federal Charter Letter To Schumer
New York Puts Empire Conversion Bill On Web

January 18, 2002

New York Puts Empire Conversion Bill On Web
N.C. Blues Told Conversion Plan Is Incomplete

January 18, 2002

N.C. Blues Told Conversion Plan Is Incomplete
Commissioners To Discuss State Regulation

January 17, 2002

Commissioners To Discuss State Regulation
ACLI Planning To Sue Vermont

January 08, 2002

ACLI Planning To Sue Vermont
Alliance: Most States Acting On Financial Services Privacy

December 27, 2001

Alliance: Most States Acting On Financial Services Privacy