State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Oxley To Treasury: Rein In OCC!
By Steven BrostoffNU Online News Service, April 25, 5:21 p.m. -- WashingtonHouse Financial Services Committee Chairman Mike Oxley, R-Findlay, Ohio, is accusing the Office of the ...
April 11, 2002
NAIC Adopts Privacy ModelNU Online News Service, April 11, 10:43 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has adopted the Standards for Safeguarding ...
April 01, 2002
North Carolina Blue About To Submit Conversion PlanNU Online News Service, April 1, 4:39 p.m. -- Blue Cross and Blue Shield of North Carolina, Chapel Hill, N.C., says it is about ...
March 31, 2002
Ditch The Suitability ModelWe are still marvelling at the breathtaking stance articulated by National Association of Insurance Commissioners President Terri Vaughan regarding the life insurance and annuities model ...
March 24, 2002
Insurers Seek NAIC Amicus AidByReno, Nev. Insurance trade groups are working on ways to counter the growing number of class action suits and are asking the National Association of ...
March 24, 2002
NAIC Leaders Push Suitability ModelByReno, Nev. Model regulation governing the suitability of life insurance and annuity sales advanced toward full adoption at the spring meeting here of the National ...
March 20, 2002
NAIC Joins Suit Against OCCNU Online News Service, March 20, 11:02 a.m. -- Reno, Nev.The National Association of Insurance Commissioners, Kansas City, Mo., will file a supporting brief ...
February 28, 2002
Vermont Department Responds To Privacy SuitNU Online News Service, Feb. 28, 10:10 p.m. -- The Vermont Department of Banking, Insurance, Securities and Health Care Administration says it does have ...