State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

CIAB Sues Over Countersignature Laws

By Steven Brostoff
NAIFA Pushes For Uniform Producer Licensing

June 03, 2002

NAIFA Pushes For Uniform Producer Licensing
Privacy Watchers React To California Draft

June 02, 2002

Privacy Watchers React To California Draft
NAIC's Interstate Compact Initiative Should Be Supported

June 02, 2002

NAIC's Interstate Compact Initiative Should Be Supported
California Assembly Passes Web Privacy Bill

May 31, 2002

California Assembly Passes Web Privacy Bill
GAO: States Behind Feds On Privacy Regs

May 28, 2002

GAO: States Behind Feds On Privacy Regs
NAIC Says Compact An Option To Charter

May 26, 2002

NAIC Says Compact An Option To Charter
GAO Says States' Privacy Efforts Slow And Patchy

May 26, 2002

GAO Says States' Privacy Efforts Slow And Patchy