State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
10 Rules For Keeping Compliance From Affecting Sales Success
By Dennis M. GronerCompliance is often seen as a barrier to sales success when it really doesn't have to be. The extra steps required by compliance sometimes ...
October 21, 2005
PacifiCare Widens Dental, Vision PlansPacifiCare Health System Inc. says it has expanded its dental and vision unit to most states.[@@]PacifiCare Dental & Vision, Cypress, Calif., is now offering ...
October 09, 2005
Friend Or Foe?Great rivalries pepper human history--Sparta and Athens; Montagues and Capulets; Red Sox and Yankees.Whether federal lawmakers and state insurance regulators will join these ranks is ...
October 01, 2005
The Local SolutionTip O'Neill said all politics is local. The corollary for financial planners and investment advisors--at least for those who are independent and independent minded--is that...
September 21, 2005
Document Destruction Could Prove PainfulWith emphasis on transparency, carriers must maintain paper trail to avoid penaltiesFrom Eliot Spitzer probes to the evolving landscape of individual state laws and ...
September 14, 2005
Making The CaseMaking The CaseNow that the dust, or perhaps more aptly, the water line, is beginning to settle in the aftermath of Hurricanes Katrina and ...
September 04, 2005
WellCare Offers No-Deductible R PlansWellCare Health Plans Inc today offered details of its 3 Medicare-Medicaid prescription drug plans.[@@]WellCare, Tampa, Fla., is one of 10 companies approved by the ...
August 24, 2005
Katrinapage6captionKatrinapage6captionAs cleanup and rebuilding efforts begin in the wake of deadly Hurricane Katrina, state and federal legislators and state insurance regulators are working to ...