State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Congress Continues To Weigh Data Security Bills
By Arthur D. PostalThe House Financial Services Committee is considering legislation that would establish a national standard on data security, but at press time it appears unlikely that ...
March 14, 2006
Panel To Take Up Information Safety ProposalThe House Financial Services Committee plans to act Wednesday on a bill that could establish a national data security standard.The Senate Banking Committee and several ...
March 13, 2006
Panel To Take Up Information Safety ProposalThe House Financial Services Committee plans to act Wednesday on a bill that could establish a national data security standard.The Senate Banking Committee and several ...
March 01, 2006
Why We Went RIAThe increased burden of compliance is troubling many RIAs these days, but there's another side to the story. While we didn't realize it at the...
February 19, 2006
Congress Tightens Rules For Medicaid PlanningAs part of the Deficit Reduction Act of 2005 passed Feb. 1, Congress has tightened up the rules governing Medicaid eligibility, making it much more ...
February 19, 2006
Congress Tightens Rules For Medicaid PlanningAs part of the Deficit Reduction Act of 2005 passed Feb. 1, Congress has tightened up the rules governing Medicaid eligibility, making it much more ...
February 12, 2006
AIG To Pay $1.64 Billion To Settle Fraud ChargesAmerican International Group will pay a record $1.64 billion to settle state and federal charges of securities fraud, bid-rigging and failure to pay proper contributions ...
February 12, 2006
Pi?ata TimeIt's weeks like this--when there's a veritable explosion of lawsuits, investigations, regulatory demands and accusations--that you begin to wonder how industry leaders and just plain ...