State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Egypt Protest Spreads to Banks, State Offices
By Marlene Y. SatterProtests haven’t stopped, instead changing their focus on Sunday to state-run offices.
February 10, 2011
Chamber of Commerce Announces Support for Pension Transparency ActThe U.S. Chamber of Commerce announced Wednesday its support for the Public Employee Pension Transparency Act.
February 09, 2011
PPACA, State-by-State: A Q&A with Nebraska Insurance Director Bruce RamgeAs part of a regular series featuring interviews with state regulators, Ramge discusses his state's challenges and hopes when it comes to health care reform
February 09, 2011
NASAA's Legislative Blueprint for Investor ProtectionThe North American Securities Administrators Association (NASAA) recently outlined its legislative blueprint for the new Congress. I want to highlight…
February 08, 2011
PPACA and the Fate of Medicaid ExpansionOn Jan. 31, a federal court judge made one of the most significant decisions in U.S. Court history, and the action will have far-reaching effects on government.
February 08, 2011
PPACA and the Fate of Medicaid ExpansionOn Jan. 31, a federal court judge made one of the most significant decisions in U.S. Court history, and the action will have far-reaching effects on government.
February 07, 2011
More Super Bowl success: For advisors the little things are hugeIn last week's blog, I talked about preparing for the big game and how quarterbacks (and advisors) needed a "flight plan" to succeed.
February 07, 2011
WikiLeaks: U.K. Officials Urged U.S. to Remember BrusselsFinancial services regulators in the United Kingdom were warning U.S. regulators in August 2009 to pay more attention to European Commission financial regulation projects.