State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
DOL to Issue Final Rule on Fiduciary by Year-End: Borzi
By Melanie WaddellPhyllis Borzi, assistant secretary for the Department of Labor’s Employee Benefits Security Administration said Tuesday that the EBSA plans to “refine” the text of its proposed regulation amending the definition of fiduciary under ERISA and issue a final rule by year-end.
February 23, 2011
PPACA, State-by-State: A Q&A with Iowa Insurance Commissioner Susan VossAs part of a regular series featuring interviews with state regulators, Voss discusses her state's challenges and hopes when it comes to health care reform
February 23, 2011
PPACA, State-by-State: A Q&A with Utah Insurance Commissioner Neal GoochAs part of a regular series featuring interviews with state regulators, Gooch discusses his state's challenges and hopes when it comes to health care reform
February 22, 2011
Dodd-Frank: NAIC Working Group Thinks About the UnthinkableMembers of a new Dodd-Frank Receivership Implementation Working Group are coming up with ideas about how to tackle giant insurer insolvencies..
February 18, 2011
Zivley Named Texas Securities ChiefThe Texas State Securities Board has appointed Benette Zivley to be the state's securities commissioner.
February 17, 2011
PPACA, State-by-State: A Q&A with Nevada Insurance Commissioner Brett BarrattAs part of a regular series featuring interviews with state regulators, Barratt discusses his state's challenges and hopes when it comes to health care reform
February 16, 2011
PPACA, State-by-State: A Q&A with Nevada Insurance Commissioner Brett BarrattAs part of a regular series featuring interviews with state regulators, Barratt discusses his state's challenges and hopes when it comes to health care reform
February 15, 2011
Public Employee Pensions: Paper Cut or Death Wound?A finance professor says U.S. public employee pensions are heading down the drain; other public pension experts say the situation will look better once Treasury rates perk up.