State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
PPACA, State-by-State: A Q&A with South Dakota Director of Insurance Merle D. Scheiber
By Staff WriterAs part of a regular series featuring interviews with state regulators, Scheiber discusses his state's challenges and hopes when it comes to health care reform
February 02, 2011
ManufacturingIt's popular to say that manufacturing in the United States is dead, but, of course, such statements are very much an exaggeration, aren't they?
February 02, 2011
PPACA, State-by-State: A Q&A with North Dakota Insurance Commissioner Adam HammAs part of a regular series featuring interviews with state regulators, Hamm discusses his state's challenges and hopes when it comes to health care reform
February 02, 2011
PPACA, State-by-State: A Q&A with South Dakota Director of Insurance Merle D. ScheiberAs part of a regular series featuring interviews with state regulators, Scheiber discusses his state's challenges and hopes when it comes to health care reform
February 02, 2011
State Securities Regulators Lay Out 2011 Legislative AgendaState securities regulators laid out their legislative agenda on Wednesday, and among their top priorities will be to fend off attempts to weaken Dodd-Frank and to “push hard” to encourage members of Congress to impose user fees on advisors to help the SEC fund advisor exams.
January 26, 2011
Kick the tiresPeter Lynch, one of the best stock pickers in the biz and the fellow who was, for years, at the helm of Fidelity's Magellan fund, had the big idea of walking around the mall to check out the stores -- what stores attracted customers?
January 24, 2011
Advisor pointer: How to develop charisma in 3 stepsAs a generation, boomers have a common personality type: the "Expressive." They are on a quest for freedom, meaning and new solutions, and are likely to be looking for an advisor with that "spark" or charisma.
January 23, 2011
Advisor pointer: How to develop charisma in 3 stepsAs a generation, boomers have a common personality type: the "Expressive." They are on a quest for freedom, meaning and new solutions, and are likely to be looking for an advisor with that "spark" or charisma.