State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Steve Riggs now leads National Conference of Insurance Legislators
By Allison BellJason Rapert is the new vice president, and Bill Botzow is the new secretary.
November 09, 2016
Trump's choice of conservatism or TrumpismWhether Trump will work with the Republican Party or against it remains to be seen.
November 09, 2016
Trump’s Victory Will Reshape Financial Rules, Supreme CourtTrumps victory could be a gift to banks that loathed a continuation of the Obama administrations regulatory and enforcement policies
November 09, 2016
Fears and hopes for a President TrumpYes, Donald Trump has been elected as the 45th president of the United States.
October 26, 2016
SEC Approves Intrastate Crowdfunding RulesFinal rules adopted Wednesday are designed to further facilitate access to capital in cross-state and regional securities offerings.
October 25, 2016
State ACA exchange rate changes vary wildly for 2017The benchmark rate will rise 116 percent in one state and fall 3 percent in another.
October 25, 2016
10 Principles for Better Fintech PolicymakingPolicymakers struggle to keep up with the rapid pace of technology innovation, and new business models are hampered by outdated regulations.
October 24, 2016
State regulation of stop loss narrows marketsBrooks Goodison explains how state regulators are changing stop-loss insurance regulation in ways that could impact partial self-insurance options.