State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Could complying with the DOL rule give insurers a competitive advantage?
By Warren S. HerschBest-of-breed life and P&C insurers do better financially than their peers on such key business metrics as premium revenue, return on equity and the bottom line.
December 14, 2016
Lessons From Another Prudential ScandalA whistleblower has implicated Prudential in the Wells Fargo scandal. But it isn't the insurer's first whistleblower case.
December 14, 2016
Consumer rep seeks standard LTCI issuer insolvency noticeThe National Association of Insurance Commissioners' Senior Issues Task Force also approved a short-term care model project.
December 13, 2016
Ted Nickel elected NAIC presidentDavid Mattax of Texas has joined the regulator group's officer team.
December 13, 2016
Ted Nickel elected NAIC presidentDavid Mattax of Texas has joined the regulator group's officer team.
December 05, 2016
OCC Will Begin Issuing National Charters for Fintech FirmsThe OCC is developing a formal policy for issuing special purpose national bank charters to fintech firms that provide banking services.
December 01, 2016
Financial Industry Groups Slam New York’s Proposed Cybersecurity RulesBanking and insurance groups criticize the plan's inflexible, one-size-fits-all requirements and call the Jan. 1 effective date unworkable.
November 29, 2016
Steve Riggs now leads National Conference of Insurance LegislatorsJason Rapert is the new vice president, and Bill Botzow is the new secretary.