New York
Get the latest news and insights on New York's financial regulations, enforcement actions and litigation.
New York Moves to Take Control of Columbian Mutual Life
By Allison BellThe insurer has about 700,000 policies in force, according to Adrienne Harris, the financial services superintendent.
February 16, 2024
Trump Organization Hit With $365M Fine in Fraud TrialTrump is sure to appeal, potentially dragging out a final resolution of the case well beyond the November election.
January 28, 2024
Calling Clients About Life and Annuities? There Are Laws for ThatThe penalty for a violation can range from $500 to $20,000.
November 20, 2023
New York Life Faces Hiring Suit Linked to Adult FilmThe applicant says the company withdrew a job offer because of a work made and distributed against her will.
November 16, 2023
Morgan Stanley to Pay 6 States $6.5M Over Client Data SecurityThe firm failed to erase customer information from old hard drives and servers before auctioning them off.
October 17, 2023
Stifel Named in Civil Case Against Advisor Charged With Strangling GirlfriendThe firm neglected its duty of care to the girlfriend, who was a client, according to the lawsuit.
September 12, 2023
10 States Where Annuity Sales Rules Still Look DifferentAny lingering conflicts between the states could help the SEC expand its reach.
September 06, 2023
10 States the Young and Wealthy Are Fleeing: 2023Here's where high earners age 26-35 are leaving faster than they can be replaced, according to SmartAsset.