Florida
Get the latest on Florida's financial regulations, enforcement actions and litigation.
NAIC to Spotlight Annuity Sales Standard Update Gray Zones
By Allison BellThe list of states without updates includes Florida and Indiana as well as California and Oregon.
August 25, 2022
Policyholder Sues Pru Over Implementation of 100% LTCI Rate HikePrudential points to a policy provision authorizing it to increase premiums.
August 25, 2022
GOP Fury Over ESG Triggers Backlash With U.S. Pensions at RiskThe move by Florida's governor to ban state pension funds from ESG screening endangers some Americans' retirement savings, investment professionals say. .
August 09, 2022
J.P. Morgan Fined Another $200K Over Broker's Unsuitable Trades in His Grandma's AccountThe firm didn't reasonably supervise an ex-broker who filled his grandmother's account with structured products, FINRA said.
July 28, 2022
Schumer-Manchin Deal May Raise Some Life Insurers' TaxesHere are H.R. 5376 highlights for life, health and annuity advisors.
July 06, 2022
Barred Broker Who Did Merrill Stint Indicted in $100M Crypto ScamJoshua David Nicholas and two other defendants were charged with conspiracy to commit wire fraud and securities fraud.
June 13, 2022
Wells Fargo in Criminal Probe Over Fake Job Interviews: ReportThe U.S. attorney's office in Manhattan is investigating, according to The New York Times.
May 24, 2022
Ex-Wells Fargo Exec Who Alleged Fake Job Interviews Plans to Sue Over His FiringJoe Bruno says he was terminated for complaining that women and minorities were interviewed for already-filled roles.