Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
Citi Sues Former Exec, Denying Harassment Claim
By Dinah Wisenberg BrinJulia Carreon "fabricated" claims of harassment by wealth head Andy Sieg to avoid arbitration, the bank alleges.
January 27, 2026
Ex-Citi Exec Sues Firm, Alleging 'Long History of Hostility Toward Women'Julia Carreon says she was debased when Citi wealth head Andy Sieg refused to deny innuendo about their relationship.
January 26, 2026
Gold Smashes Beyond $5,000It's up about 18% so far this year due largely to investors' retreat from currencies and Treasurys.
January 23, 2026
Pacific Life Asks Court to Toss NASCAR Champ's IUL LawsuitThe driver and his wife allege roughly $8.6 million in losses tied to indexed universal life insurance policies.
January 23, 2026
In Trump v. Dimon, Years of Strain Culminate in $5B SuitTrump says Dimon personally locked him out of the U.S. financial industry after he left the White House in 2021.
January 22, 2026
Trump Sues JPMorgan for $5B Over Debanking ClaimsBeyond closing accounts, the bank placed the president and family members on a wealth management "blacklist," the complaint says.
January 22, 2026
Ex-Goldman Banker Who Pleaded Guilty for $4.5M Fraud Seeks PardonTim Leissner is seeking a presidential pardon before he surrenders to a federal prison.
January 22, 2026
Georgia Advisor Pleads Guilty in $380M Ponzi SchemeTodd Burkhalter "perpetrated what is likely the largest Ponzi scheme in Georgia history," a U.S. attorney said.