Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
Litigation
EBSA To Change Plan Settlement Rules
By Staff WriterThe Employee Benefits Security Administration is trying to make it easier for benefit plan administrations to cope with employer bankruptcies.EBSA, an arm of the U.S. ...
February 16, 2005
Hancock Fills Compliance PositionsNU Online News Service, Feb. 16, 2005, 7:08 p.m. ESTA Boston-based unit of Manulife Financial Corp., Toronto, has hired 2 lawyers.[@@]The unit, John Hancock, ...
January 07, 2004
NASD Members Attack Proposed RuleNU Online News Service, Jan. 7, 2004, 5:55 p.m. EST, Washington -- A proposal by the National Association of Securities Dealers, Washington, aimed at ...