DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Rep. Wagner Wants Bill to Halt DOL Fiduciary Rule Marked Up by Month-End
By Melanie Waddell"DOL is dug in on this, but Im pretty dug in, too," Wagner said ahead of a Thursday hearing on her bill.
August 31, 2015
DOL Set to Issue Final Fiduciary RuleEven before the mid-August hearings at DOL headquarters, Labor Secretary Tom Perez confirmed: A final rule will be issued once the comment period expires.
August 31, 2015
For Once, Two Certainties in D.C.: New SEC Commissioners, DOL Fiduciary RuleThe New Year yes, Im talking about 2016 already will bring with it two certainties: A final fiduciary rule will be unveiled and new commissioners will arrive at the SEC.
August 31, 2015
DOL set to issue final fiduciary ruleLabor Secretary Perez says comments from hearings, other feedback will help shape final rule.
August 31, 2015
DOL set to issue final fiduciary ruleLabor Secretary Perez says comments from hearings, other feedback will help shape final rule.
August 28, 2015
DOL, SEC Enforcement: DOL Wins Settlement for WhistleblowersMeanwhile, the SEC charged a former investment bank analyst who worked in JPMorgans San Francisco office with insider trading.
August 19, 2015
How Not to Conduct a Legitimate Study on DOL Fiduciary CostsFSI/Oxford surveyed BD and clearing firm execs to get cost estimates for the DOL proposal, and then ran those predictions by other FSI member BDs.
August 14, 2015
Witness says brokers try to pass themselves off as fiduciariesTestimony details retiree horror stories during hearings on DOL fiduciary rule.