DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Ken Fisher’s 401(k) Unit Says DOL Fiduciary Plan Limits Investment Advice
By Melanie WaddellSmall plans could be hurt; DOL must also make clear some marketing activities are not fiduciary activity, Fisher unit said in comment letter.
August 06, 2015
Democratic Senator Criticizes DOL Fiduciary Rule as Hearings NearSen. Claire McCaskill of Missouri says she's worried about access to advice for small investors; Washington Analysis gives its prognosis for the rule.
August 06, 2015
How the DOL proposal could impact youInsights from NAFA's Chip Anderson at the 2015 Advisor Network Summit.
August 04, 2015
Time for Wall Street to Show Investors Their Trust MattersNext weeks DOL hearings will provide firms with the public forum to demonstrate their support for a workable best interest standard.
August 03, 2015
Next Up for DOL Fiduciary Redraft: HearingsNow that the comment period on the DOL's fiduciary redraft has ended, opponents and those in favor of the rulemaking will participate in hearings regarding the plan the week of Aug. 10.
August 03, 2015
DOL fiduciary rule opponents shift strategyCongressional members are calling on the DOL to re-propose a new fiduciary regulation.
August 03, 2015
DOL fiduciary rule opponents shift strategyCongressional members are calling on the DOL to re-propose a new fiduciary regulation.
July 28, 2015
Lawmakers Ask DOL to Start Over on Fiduciary RuleWe feel it is in the interest of our constituents that the DOL repropose this fiduciary regulation, lawmakers tell Labors Thomas Perez.