DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
GOP Fights to Block DOL Fiduciary Rule
By Melanie WaddellHouse and Senate lawmakers want to exercise their power to stop the rule's implementation, but Obama would likely veto such an attempt.
April 18, 2016
4 practical steps to dealing with the DOL fiduciary ruleWhen the DOL Fiduciary Rule became law several weeks ago, commission-based advisor/client relationships were effectively transformed.
April 15, 2016
FINRA’s Ketchum Praises Final DOL Fiduciary Rule—Sort OfThe final rule is much better than previous proposal in some areas, Ketchum says at Brookings Institution event.
April 14, 2016
DOL fiduciary rule: The good, the bad and the uglyU.S. Chamber of Commerce and ERISA lawyer Brad Campbell detail the positive and negative aspects of the final rule.
April 14, 2016
DOL fiduciary rule: The good, the bad and the uglyU.S. Chamber of Commerce and ERISA lawyer Brad Campbell detail the positive and negative aspects of the final rule.
April 14, 2016
A Nontraded REIT Product for the Post-DOL Fiduciary EraNew regulations make nontraded REITs less appealing. But CapitalFund Realty has a new way to invest in them without upfront fees.
April 14, 2016
Indexed Annuities Run Afoul of DOL Fiduciary RuleOne change in the final DOL rule: Like variable annuities, fixed indexed annuities will need a BICE.
April 12, 2016
The ABCs of the DOL fiduciary ruleThese basic terms will help advisors and other financial services professionals better understand the DOL fiduciary rule.