DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Ameriprise weighs adding advisers as DOL rule squeezes rivals
By Katherine ChiglinskyAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 25, 2016
Are You Conflict-Free?The most appealing position statements in financial services businesses profess a freedom from conflicts of interest.
April 25, 2016
How Wirehouses, Experts View DOL RuleReactions to the release of the fiduciary regulation.
April 25, 2016
Finally, Resolution to DOL's Fiduciary Rule RevolutionThe DOL's long-awaited final fiduciary rule ensures that putting clients first is no longer a marketing slogan, it's the law, Labor Secretary Thomas Perez told reporters in April.
April 25, 2016
RBC’s Retiring CEO Talks DOL Fiduciary and the Best Business ModelRBC Wealth Management CEO John Taft reflects on where the wealth management field has been and where it's heading.
April 22, 2016
Advisor Tech Gurus Differ on the Robo Threat, DOL Fiduciary Rule EffectsAt SSG conference, Joel Bruckensteins panel discusses robos effect on RIAs, along with which advisory models will survive DOL fiduciary rule.
April 22, 2016
What Do You Think About DOL Fiduciary Rule? Take a 10-Question PollHow do you feel about the fiduciary rule? 1) Its a new era of unicorns and rainbows; 2) My anger burns like a thousand suns.
April 20, 2016
DOL Accused of ‘Legislation by Rulemaking’ on Fiduciary RuleThe DOL is overstepping its bounds because Congress never intended for IRAs to be regulated like ERISA plans, ERISA lawyer Brad Campbell told senators.