DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
House votes to block DOL fiduciary rule
By Melanie WaddellRepublicans argue the fiduciary rule is Obamacare on retirement advice.
April 29, 2016
The DOL Fiduciary Rule Is Here. What Should Advisors Do Next?An Envestnet webinar for advisors laid out several steps advisors can take to comply with the new rule.
April 29, 2016
Invesco Trust to Pay DOL $10M for ERISA Violations Tied to Collective FundCompany failed to disclose losses to investors when its Invesco Short-Term Investment Funds NAV dropped below $1.
April 29, 2016
House Votes to Block DOL Fiduciary RuleHouse Speaker Paul Ryan applauds resolution's passage, stating that "bureaucrats in Washington, D.C., have no business getting between you and your financial planner."
April 28, 2016
The march to halt the new DOL rule moves aheadIndustry interest groups remain galvanized against the rule, even as more of their constituents are rolling out product adjustments to assure compliance.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 27, 2016
Industry ‘Stuck’ With DOL Fiduciary Rule, but Fight Will Continue: LawmakersIts not an overcharacterization to say that this [DOL fiduciary rule] is Obamacare, essentially, on the retirement system, Rep. Peter Roskam said.