DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Annuity Group Sues DOL Over Fiduciary Rule
By Allison BellFACC says the department has tried to put a major rule change in an introduction.
January 06, 2022
Expect Reg BI Enforcement Actions, DOL Rollover Crackdown in 2022Susan Schroeder, Phyllis Borzi and others discuss big developments afoot at the SEC and Labor Department.
January 04, 2022
Biden Renominates Gomez to Key DOL PostThe Senate HELP committee will consider the nomination of Lisa Gomez to lead EBSA on Jan. 12.
December 26, 2021
Sustainable Investing: The Outlook for 2022Through the third quarter, global sustainable funds amassed some $4 trillion in assets, including more than $330 million in U.S. mutual funds and ETFs.
December 15, 2021
SIFMA, ICI Support DOL's ESG Proposal for 401(k) Plans, With ModificationsThe American Securities Association, which represents regional financial services firms, opposes the proposal.
December 13, 2021
Trendspotter: 401(k) Participants Are Staying in Plans After RetirementFor some advisors, this trend raises questions about compensation and conflicts of interest, retirement researchers say.
December 02, 2021
Senate Panel Advances Biden's Pick for a Key DOL PostLisa Gomez's nomination to head EBSA, which oversees retirement plans, now moves to the full Senate.
November 30, 2021
DOL Unit Recovered $2.4B for Retirement Plans, Savers in 2021In fiscal 2021, EBSA closed 1,072 civil investigations, with 741 of those investigations resulting in monetary penalties.