DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL's Rollover Reckoning Opens Doors for Advisors
By Dave GoldmanThe new rollover rule taking effect Friday presents a significant opportunity to stand out in the marketplace.
June 22, 2022
New DOL Fiduciary Rule Pushed to DecemberThe Biden administration may be running out of time, a consumer advocate says, but a rule could come out this year.
June 15, 2022
Rep. Neal Asks Government Watchdog to Study Hazards of Crypto in 401(k)sConcerns have arisen about the risks to older Americans who invest in cryptocurrencies in 401(k)s, Neal told GAO.
June 08, 2022
Biden's Pick for a Key DOL Post Loses Senate VoteThe Senate voted 51-49 against Lisa Gomez's nomination to lead EBSA, which oversees retirement plan rules.
June 08, 2022
Minnesota and South Carolina Update Annuity Sales StandardsHalf of all states have now adopted new standards based on an insurer-backed NAIC model.
June 07, 2022
How to Invest in Crypto NowFrom cryptocurrency exchanges to private funds to crypto-linked ETFs, your clients have plenty of investing options.
June 06, 2022
Debate: Are Lifetime Income Illustrations Helpful?Two professors discuss the Secure Act's requirement for plan sponsors to illustrate retirement savings as an annuity.
June 03, 2022
A Top LPL Advisor and Advocate Talks Secure Act 2.0, DOL Fiduciary RuleLPL Government Relations Council chair Judy VanArsdale, also a top-ranked advisor, says her clients appreciate her advocacy efforts.