DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
IRA Rollovers Can Have Steep Costs When Done Wrong, New Study Shows
By Ed McCarthyUnder the DOL's new rule, advisors need to consider more than just fees before recommending a rollover.
June 29, 2022
DOL's Rollover Reckoning Opens Doors for AdvisorsThe new rollover rule taking effect Friday presents a significant opportunity to stand out in the marketplace.
June 28, 2022
Phyllis Borzi: DOL's New Rollover Rules a 'Reasonable Step Forward'The former EBSA chief says next steps should address "the glaring loopholes" in the five-part test for fiduciary status.
June 27, 2022
New DOL Rollover Rules Kick In Friday. Are You Ready?ERISA attorney Fred Reish weighs in on what firms must do to comply with the rules.
June 22, 2022
New DOL Fiduciary Rule Pushed to DecemberThe Biden administration may be running out of time, a consumer advocate says, but a rule could come out this year.
June 15, 2022
Rep. Neal Asks Government Watchdog to Study Hazards of Crypto in 401(k)sConcerns have arisen about the risks to older Americans who invest in cryptocurrencies in 401(k)s, Neal told GAO.
June 08, 2022
Biden's Pick for a Key DOL Post Loses Senate VoteThe Senate voted 51-49 against Lisa Gomez's nomination to lead EBSA, which oversees retirement plan rules.
June 08, 2022
Minnesota and South Carolina Update Annuity Sales StandardsHalf of all states have now adopted new standards based on an insurer-backed NAIC model.