DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Plan Sponsors Should 'Exercise Caution' Before Adding Crypto: Wendy Von Wald
By Allison BellVon Wald helps plan fiduciaries get insured, and minimize the odds that they'll need the insurance.
August 01, 2022
Worker Classification for Independent Financial Professionals: Big Changes Ahead?The Labor Department plans to propose new rules on independent contractors that might affect advisors.
July 28, 2022
3 Senators Challenge Fidelity's 'Immensely Troubling' 401(k) Bitcoin PlanBitcoin fans say the senators are on the wrong side of history.
July 27, 2022
DOL Drafts Rules for IRA Asset Managers With Foreign Criminal ConvictionsManagers could ask the Labor Department to tell them whether the foreign convictions were relevant.
July 27, 2022
The New Rollover Rule Is Here: Are You Complying?Financial advisors and their firms must now adhere to these key requirements affecting retirement-plan rollover recommendations.
July 19, 2022
IRA Rollovers Can Have Steep Costs When Done Wrong, New Study ShowsUnder the DOL's new rule, advisors need to consider more than just fees before recommending a rollover.
July 15, 2022
15 Hottest Compliance Topics for Advisors in 2022Here's what's on advisory firms' minds now, according to the Investment Adviser Association.
July 05, 2022
4 Tips to Avoid Rollover Problems Under New DOL RuleHere's how to make your rollover process compliant, according to lawyer Fred Reish and other compliance pros.