DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
FSI Chief Vows to Keep Fighting DOL Indie Contractor Rule
By Melanie WaddellFSI is also bracing for Labor to release a new fiduciary rule this year.
December 28, 2022
All the New Secure 2.0 and RILA Deadlines You Need to KnowThe IRS, SEC and DOL now have dozens of new RMD, IRA, annuity and defined contribution plan projects to start.
December 19, 2022
RIA Fears DOL Independent Contractor Proposal Will Hurt BusinessOther financial services commenters disagreed about how easily financial professionals could qualify as being self-employed.
December 14, 2022
Some Clients Could Get ICHRA Cash for CoverageIn New Jersey, about 23% of employers who have heard of ICHRAs have them or want them.
December 13, 2022
Annuity Issuers Need Regulatory Clarity: Scott GoldeThe Jackson compliance executive says the current jumble of rules hurts investors.
December 13, 2022
DOL: Over $1.4B for Benefits Plan Participants Recovered in Fiscal 2022Nearly $1 billion was recovered through civil investigations, the Labor Department reported.
December 08, 2022
7 Secure Act 2.0 Provisions That Are Popular With AdvisorsA recent advisor survey by LPL found broad support for the retirement legislation.
December 01, 2022
401(k) Plans Are Coming for Your RolloversThe growth of income annuities within 401(k)s could result in more retiring workers leaving their assets in-plan.