DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Deloitte Warns Life Insurers to Get a Jump on Internal Audits
By Allison BellFirm analysts say companies should find any sales and marketing problems before FINRA and DOL examiners do.
January 24, 2023
FSI Chief Vows to Keep Fighting DOL Indie Contractor RuleFSI is also bracing for Labor to release a new fiduciary rule this year.
January 20, 2023
DOL Indie Contractor Rule Would Cause 'Significant Disruption'The proposed changes would spark the potential retirement of up to a fifth of independent financial advisors, a new report warns.
January 11, 2023
Secure 2.0 Is Here, but Expect a Slow RolloutSome of the changes mandated in the law may take years to materialize — if they ever do.
December 28, 2022
All the New Secure 2.0 and RILA Deadlines You Need to KnowThe IRS, SEC and DOL now have dozens of new RMD, IRA, annuity and defined contribution plan projects to start.
December 19, 2022
RIA Fears DOL Independent Contractor Proposal Will Hurt BusinessOther financial services commenters disagreed about how easily financial professionals could qualify as being self-employed.
December 14, 2022
Some Clients Could Get ICHRA Cash for CoverageIn New Jersey, about 23% of employers who have heard of ICHRAs have them or want them.
December 13, 2022
Annuity Issuers Need Regulatory Clarity: Scott GoldeThe Jackson compliance executive says the current jumble of rules hurts investors.