DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Biden Nominates Julie Su as Labor Secretary, Replacing Walsh
By Jordan FabianSu would replace Marty Walsh, who is expected to become the head of the NHL players' union.
February 14, 2023
DOL Fiduciary Rollover Guidance Struck Down by Florida CourtThe American Securities Association challenged Labor's declaration that rollover advice was fiduciary advice.
February 13, 2023
DOL Wants Feedback on Retirement Plan Loan FixesSecure 2.0 widens "the range of operational failures for which self-correction is available," attorneys say.
February 10, 2023
Advisor Texting, DOL Fiduciary Rule Are Hot-Button Issues This YearLabor will likely release a fiduciary rule before summer ends, attorney Sara Crovitz tells ThinkAdvisor.
February 08, 2023
Labor Secretary Marty Walsh Offered Top Post at NHL Players' GroupWhen Walsh will officially step down from his Cabinet position has not yet been announced.
February 08, 2023
Deloitte Warns Life Insurers to Get a Jump on Internal AuditsFirm analysts say companies should find any sales and marketing problems before FINRA and DOL examiners do.
January 30, 2023
Will 2023 Finally Deliver Fiduciary Clarity? CFPs Not Getting Hopes UpWidespread investor confusion about conflict-of-interest issues is a major challenge for advisors, Maura Mallaney says.
January 27, 2023
401(k) Income Solutions Threaten IRA Rollovers"In-plan" income solutions could go mainstream sooner than you think, Raymond James' Don MacQuattie tells ThinkAdvisor.