Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

DOL Hits Pause on Fiduciary Rule Appeal

February 12, 2025

DOL Hits Pause on Fiduciary Rule Appeal
2026 Social Security COLA Estimate Ticks Up on Higher Inflation

February 12, 2025

2026 Social Security COLA Estimate Ticks Up on Higher Inflation
Trump Nominates Daniel Aronowitz to Lead Key DOL Unit

February 12, 2025

Trump Nominates Daniel Aronowitz to Lead Key DOL Unit
SEC X Account Hack Over Bitcoin ETF Post Leads to Guilty Plea

February 11, 2025

SEC X Account Hack Over Bitcoin ETF Post Leads to Guilty Plea
DOGE Treasury Data Block Wrongfully Limits Bessent, DOJ Says

February 10, 2025

DOGE Treasury Data Block Wrongfully Limits Bessent, DOJ Says
Social Security Claiming: The Case of Double Divorce

February 10, 2025

Social Security Claiming: The Case of Double Divorce
Texas Advisor and Radio Host Faces New Charges in Federal Fraud Probe

February 10, 2025

Texas Advisor and Radio Host Faces New Charges in Federal Fraud Probe