Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Prepares Estate Tax Analysis
By Staff WriterResearchers at the Internal Revenue Service are crunching numbers for a look at the taxes U.S. residents pay when they die.The researchers will publish one ...
June 12, 2007
SEC Prepares Comp ViewerThe U.S. Securities and Exchange Commission is about to make it easier for members of the public to analyze top corporate executives' retirement benefits.The SEC ...
June 12, 2007
SEC Prepares Comp ViewerThe U.S. Securities and Exchange Commission is about to make it easier for members of the public to analyze top corporate executives' retirement benefits.The SEC ...
June 04, 2007
FPA Okays SEC's Four-Month Conversion RequestThe Financial Planning Association (FPA) told the U.S. Court of Appeals for the D.C. Circuit June 1 that while it does not oppose the SEC's request that it give broker/dealers four months to convert their fee-based brokerage accounts under the court's ruling in the broker/dealer exemption case, the court should...
June 03, 2007
IRS Proposes 2008 Pension Mortality TablesThe Internal Revenue Service is trying to give pension plan administrators and others the figures they need to calculate defined benefit plan present values and ...
June 03, 2007
IRS Proposes 2008 Pension Mortality TablesThe Internal Revenue Service is trying to give pension plan administrators and others the figures they need to calculate defined benefit plan present values and ...
June 03, 2007
ACLI Working To Drum Up Support For OFC LegislationThe life industry last week sought to build support for optional federal charter legislation introduced in the Senate by Sen. Tim Johnson, D-S.D., and Sen. ...
June 03, 2007
ACLI Working To Drum Up Support For OFC LegislationThe life industry last week sought to build support for optional federal charter legislation introduced in the Senate by Sen. Tim Johnson, D-S.D., and Sen. ...