Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Variable Product Fees And Charges Are Under Attack-What To Do?
By Joan BorosVariable Product Fees And Charges Are Under Attack--What To Do?ByFees and charges for variable insurance products are under attack.The Securities and Exchange Commission staff has ...
March 15, 2002
Pennsylvania Completes LTC Rate RegulationNU Online News Service, March 15, 4:25 p.m. -- The Pennsylvania Insurance Department has completed its version of the long-term care insurance price stability ...
March 10, 2002
Insurance Suitability Regulation Is At The CrossroadsInsurance Suitability Regulation Is At The CrossroadsByTremendous progress has been made by the National Association of Insurance Commissioners on suitability requirements for fixed insurance products. ...
March 08, 2002
House Judiciary OKs Class Action Jurisdiction BillNU Online News Service, Mar. 8, 9:52 a.m. -- WashingtonThe House Judiciary Committee Thursday approved legislation that would let defendants in multistate class action ...
March 03, 2002
IRS Requirements Set Forth In Rev. Proc. 92-65When the agreement is made prior to services being rendered, there are certain requirements that must be met in order to receive a favorable IRS ...
March 03, 2002
Achieving Tax Deferral In Non-Qualified PlansAchieving Tax Deferral In Non-Qualified PlansBy Maggie MitchellNon-qualified plans are a very popular planning tool. They are particularly attractive to highly paid employees who want ...
January 21, 2002
Cobalt Fights American Medical Over ProxyNU Online News Service, Jan. 21, 11:16 a.m. -- Cobalt Corp., Milwaukee, says it wants to nominate its own slate of directors in the ...
December 19, 2001
MetLife And Hancock To Run Federal LTC ProgramNU Online News Service, Dec. 19, 11:48 p.m. -- The U.S. Office of Personnel Management has picked a partnership formed by MetLife Inc., New ...