Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Regulators Signal That New Data Archiving Rules Are Coming
By David WagnerGone are the days when email was the SEC's primary electronic-records concern. Now data is everywhere, from texts to video chats.
June 21, 2018
Need to Vet a Vendor for Cybersecurity? You've Got HelpCo-op cleverDome's deal with 3PAS provides secure guidance in choosing an external vendor.
June 19, 2018
Liberty Refused to Pay Ransom After Computer Systems HackedThe insurer has about 2.5 million life policies in force.
June 14, 2018
ProEquities Gives Reps New Cyber-Defense ToolsThe broker-dealer's platform was built by Entreda and works across desktops, laptops, smartphones and other devices.
June 07, 2018
Geneos Girds Cyberdefenses by Joining cleverDomeIBD tech chief Dean Rager leverages "co-op groupthink" on cybersecurity best practices.
May 29, 2018
SEC Busts ICO Touting Relationships With the Fed, Disney"This ICO was based on a social media marketing blitz that allegedly deceived investors with purely fictional claims of business prospects," said SEC Cyber Unit chief Cohen.
May 29, 2018
2018 Broker-Dealer Presidents PollFrom compliance issues to mobile apps, broker-dealers executives have a lot on their hands. Here's how they feel about these challenges
May 24, 2018
New Cybersecurity Laws Provide Direction, and Hurdles, for AdvisorsStates are developing their own cybersecurity regulations. Here's what advisory firms should know.