Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
How RIAs Can Tackle Cybersecurity to Fit Their Firm Size and Growth
By Ginger SzalaRightSize Solutions offers a new centrally managed platform to meet regulatory needs and protect data.
September 06, 2018
Wealthy Investors Have a Big Cybersecurity ProblemAon's Cyber Solutions offers simple recommendations to prevent cybertheft for high-net-worth investors and the advisors who manage them.
August 28, 2018
How Do You Shop for New Technology?Industry conferences are a great place to scope out technology demos as well as get updates on your current system.
August 14, 2018
SEC Charges Perpetrator of ICO Offering With FraudThe agency also issued a Investor Alert to encourage investors to check the background of anyone selling them an investment.
July 30, 2018
What's in Your Technology Report Card?Advisors are in the business of measurement, so they also should ask users to grade how well firm technology systems perform.
July 26, 2018
FBI Warns of $12 Billion Email Scam on Wire TransfersThe scam "continues to grow and evolve," with 41,000 victims in U.S. alone.
July 25, 2018
Cybersecurity Is Still Advisors' Top Compliance Worry: IAA PollOther notable concerns are the SEC's Advertising Rule and new Form ADV disclosures.
July 06, 2018
The Top 10 Phishing Lines Luring EmployeesExperts say regular phishing training and education for all staff is needed.