Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
New Apps Appeal to Next Generation of 'Anxious' Clients: Envestnet's Arora
By Ginger SzalaBig data and machine learning are paving the way for new advisor apps that will help reduce friction with core services.
May 07, 2018
NASAA Releases Snapshot of State Advisor Landscape, Including Top Exam InfractionsAt public policy event, NASAA President Joe Borg shares his views on cyber, cryptocurrencies, fintech and other hot topics.
April 30, 2018
2018 IA 25 Fintech/IT/AI WinnersHere are the 2018 IA25 top vote getters in Fintech/IT/AI
April 29, 2018
What Tech Checks to Make to Prep for Reg Exams2018 FINRA and SEC exam priorities can serve as a refresher for your technology practices.
April 12, 2018
SIFMA Announces Principles to Safeguard Customer DataThe four principles are designed to help protect the security of customer data accessed by third-party data aggregators.
April 04, 2018
Complacency Is Weakest Cybersecurity Link: Dalbar/ThinkAdvisor StudyThe State of Authentication in Financial Services report highlights what advisors need to ask partner institutions in order to best protect client data and assets from potential cyber vulnerabilities.
March 29, 2018
Data Breaches Exploded in 2017: New York AG SchneidermanIn 2017, the number of data breaches exploded in New York state, with a 23% increase in number of reported breaches and the number of exposed individuals…
March 06, 2018
Cybersecurity Is 'Top Risk' for Financial Services IndustryRepresentatives from SEC and the Treasury Department discuss the ways these organizations are fighting cybersecurity events.