Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Client Sues Allstate Over Use of Marketing Software
By Allison BellThe plaintiff says keystroke recording without adequate disclosures violates California privacy laws.
April 13, 2023
Phishing Scams on the Rise: FINRAThere are some key ways to spot these scams to protect both clients' identities and their assets, the regulatory group points out.
April 13, 2023
Altruist Raises $112M to Take on Schwab, Fidelity: Tech RoundupFunding came from Insight Partners and Adams Street Partners, plus Bill McNabb, Ron Carson and Marty Bicknell.
March 30, 2023
Cross Out More Ink Signature Requirements: IRI to NAICThe retirement services group says signing electronically should be the default.
March 15, 2023
SEC Proposes New Cyber Rules for RIAs, BDsFirms would be required to notify customers of breaches that might put their personal financial data at risk.
March 15, 2023
LUMINARIES 2023 Nominations Portal OpenThinkAdvisor's recognition program is accepting nominations through April 18. There's no cost to participate.
March 10, 2023
Wells Fargo Clients Report Missing Deposits as Bank Works on FixWhile social media posts indicated some customers were missing paychecks, the bank said accounts were secure.
March 02, 2023
Annuity Issuer Parent Company Fights Ransomware AttackGroup 1001 says that it has contained the ransomware code and has not paid a ransom.