Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
Financial Stress Could Cost Employers Up to $250B in Lost Wages Annually
By Emily ZulzEmployees spend 5 to 13 work hours per month worrying about personal finances, Mercer reports.
August 21, 2017
New York Cracks Down on Student Loan Fraud, AbuseAttorney General Eric Schneiderman has announced a three-pronged approach designed to end abuses and get compensation for victims.
August 21, 2017
Senior Financial Fraud Is on the Rise: NASAAThree in 10 state securities regulators have seen an increase in cases or complaints involving senior financial fraud or exploitation.
August 21, 2017
Are You Ready for T+2?The shorter settlement period for trades two days instead of three has implications for financial advisors.
August 17, 2017
25 Best US Cities for Retirement: 2017Out of the 150 most populous cities, these 25 got (mostly) high marks from WalletHub in four categories.
August 17, 2017
Wealthy Women Prepping for Wealth TransferA recent report by RBC Wealth Management looks at how high-net-worth women approach building, preserving and transferring wealth.
August 15, 2017
Will LPL’s New NPH Reps Stay or Go?Industry specialists debate how the move to a self-clearing firm could impact the 3,200 reps.
August 15, 2017
Brokerage ‘Kickbacks’ From Exchanges Draw ScrutinyWilliam Galvin of Massachusetts has written to Fidelity, Schwab, Morgan Stanley and others asking how they route orders to exchanges.