Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
Active Funds Are Performing Better — for Now
By Bernice NapachMorningstar's Active/Passive Barometer shows better performance by active funds this year but not long term.
August 25, 2017
Seniors Still at Greatest Risk for FraudLocal securities cops on the beat fighting financial fraud have confirmed that financial exploitation against seniors remains a top problem.
August 24, 2017
Financial Stress Could Cost Employers Up to $250B in Lost Wages AnnuallyEmployees spend 5 to 13 work hours per month worrying about personal finances, Mercer reports.
August 22, 2017
CAPTRUST and CapTrust ReuniteThe two firms split in 1998 but had operated as part of the larger CapTrust organization.
August 22, 2017
Advisor Lied to Pro Athlete About ‘VIP’ Fees: SECThe advisor told the athlete and his wife that they were paying a special rate but charged them $1.2 million more than represented, SEC says.
August 21, 2017
New York Cracks Down on Student Loan Fraud, AbuseAttorney General Eric Schneiderman has announced a three-pronged approach designed to end abuses and get compensation for victims.
August 21, 2017
Senior Financial Fraud Is on the Rise: NASAAThree in 10 state securities regulators have seen an increase in cases or complaints involving senior financial fraud or exploitation.
August 21, 2017
Are You Ready for T+2?The shorter settlement period for trades two days instead of three has implications for financial advisors.