Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
The Danger of Underpaying Non-Owner Advisors
By Bob Clark, Bob ClarkI just had a chance to look at the new 2007 Moss Adams Compensation and Staffing Study of Advisory Firms for my next column (the...
October 01, 2007
Ask These QuestionsAs part of your due diligence process when you are considering purchasing another firm, there are certain bits of information you must uncover. Following are...
October 01, 2007
James P. DewDew Wealth Management 8800 East Raintree Drive, Suite 115 Scottsdale, Arizona 85260 Phone: 480-614-9119 Web site: www.dewwealth.com E-mail: [email protected] Year practice started: 1999 AUM: $45 million Compensation: Fees and commissions Number of clients: 200...
October 01, 2007
Transparency and RespectThere's been much debate recently among regulators, industry associations, and advisors themselves about fiduciary responsibility. Jim Dew, principal and sole practitioner of Dew Wealth Management...
October 01, 2007
What Color Is Your Firm?The growth of financial advisory firms reveals distinct phases of firm development. We've observed that each stage has unique characteristics, challenges, and opportunities that must...
October 01, 2007
Grow Your OwnDo you want to be successful? Our years of experience at Moss Adams consulting to top advisors and gauging the entire industry through our exhaustive...
September 17, 2007
Bank Broker Revenue Climbs In JulyThe brokerage business in community banks and credit unions was about 16% higher in July than it was a year earlier.The Kehrer-LIMRA community bank brokerage ...
September 12, 2007
IIPRC Approves Filing Fee SystemMembers of the Interstate Insurance Product Regulation Commission have adopted a filing fee proposal.The proposal calls for each independent insurer to pay an annual IIPRC ...